Insight Tag: Auditing
Apr 19, 2017
Essential Information May Be Hiding In Plain Sight
Just about the time you are ready to move on to a new task, you discover another strange document in your mailbox. Read on to discover what is it, why are you receiving it and how you can use it.
Mar 22, 2017
Avoid Audit Issues, Substantiate Your Hardship Distribution Claims
Plan sponsors and Third Party Administrators have been without access to a structured set of guidelines to help them adequately substantiate hardship distribution claims – until now.
Feb 23, 2017
Suitable Suggestions Are No Longer Suitable For Fiduciaries Under New Rule
The Fiduciary Rule is an attempt to require anyone providing investment advice for a retirement account (in exchange for compensation) to act as a fiduciary. Read on to learn more.
Jan 25, 2017
Exploring The Benefits Of A Plan Sponsor-TPA Relationship
It has never been more important than it is today to offer a company retirement plan to your employees; but doing so could potentially result in a lot of extra work. Read on to discover the solution.
Dec 15, 2016
‘Noteworthy Changes’ Shake Up Filing Requirements Among Plan Sponsors
Have you taken advantage of your chance to review advance copies of the 2016 Form 5500 to find out how the DOL's proposed changes will impact your business?
Nov 30, 2016
Plan Sponsors Must Now Accommodate Tighter IDR Deadlines
Late last month, the IRS issued a memo to its examiners regarding the process for handling information document requests (IDRs) in retirement plan audits. Read on to find out what has changed.